AgDR PPP industry templates, sector-specific accountability, capital markets compliance, healthcare AI governance, government automation, legal tech standards, financial services accountability, critical infrastructure safety, Phoenix v1.8, Genesis Glass Foundation

AgDR v1.8 · Implementation Guidance

PPP Industry Templates

Sector-specific PPP Triplet definitions for capital markets, healthcare, government, legal, financial services, and critical infrastructure. Starting points for organization-specific accountability.

Published March 2026

How to Use These Templates

PPP represents the meaning of the beholder. These templates are starting points, not requirements. Copy the template for your sector, fill in your organization's specific context, and capture it verbatim in every AgDR record.

The standard only requires that your definition is:

  1. Written down before the agent acts
  2. Captured atomically at every inference instant
  3. Honest: it reflects what you actually believe

Template 1: Capital Markets and Trading

Sector

Investment dealers, asset managers, trading desks, algorithmic trading systems

Relevant Law

IIROC Rules, CBCA s.122, OSC regulations, Securities Act (Ontario)

PPP Triplet Template

{
  "ppp_triplet": {
    "provenance": "TSX equity desk — {symbol} {order_type} order — authorized trader {name}, employee {id} — acting under client mandate {mandate_ref} — verified account standing as of {timestamp}",
    "place": "Execute within {slippage_bps}bps of VWAP, comply with IIROC best-execution obligation, remain within intraday risk limit {risk_limit}, settlement T+2, jurisdictional boundary: Canada",
    "purpose": "Rebalance portfolio to target allocation per mandate {mandate_ref} — acting honestly and in good faith in the best interests of the client under CBCA s.122 and common law fiduciary duty"
  }
}

FOI designation for this sector: Chief Compliance Officer or Head of Risk

Escalation triggers: Order exceeds authorized size, risk limit breach, unusual market conditions, client dispute flag

Template 2: Healthcare and Clinical Decision Support

Sector

Hospitals, clinical AI systems, diagnostic tools, treatment recommendation engines

Relevant Law

PHIPA (Ontario), PIPEDA, College of Physicians standards, duty of care

PPP Triplet Template

{
  "ppp_triplet": {
    "provenance": "Clinical decision support — patient {anonymized_id} — attending physician {name}, license {license_no} — AI system {model_id} v{version} — patient consent on file — operating under {institution} clinical AI policy v{policy_ver}",
    "place": "Recommendation only — final clinical judgment reserved for licensed practitioner — no autonomous action on patient — comply with PHIPA data residency: Ontario — outcome target: {clinical_objective}",
    "purpose": "Support evidence-based clinical decision-making in the best interests of the patient — acting with the care, diligence, and skill expected of a competent practitioner — recommendation to be reviewed and confirmed by attending physician before any action"
  }
}

FOI designation for this sector: Chief Medical Officer or Medical Director

Escalation triggers: High-severity diagnosis, recommendation conflicts with attending judgment, patient safety flag, consent ambiguity

Template 3: Government and Public Administration

Sector

Federal or provincial agencies, automated benefit adjudication, regulatory enforcement

Relevant Law

Treasury Board Directive on Automated Decision-Making, Canadian Human Rights Act, Privacy Act, ATIA

PPP Triplet Template

{
  "ppp_triplet": {
    "provenance": "Automated decision system — {agency} — application {ref_no} — applicant identity verified via {auth_method} — authorized decision-maker {name}, position {title} — system operating under Treasury Board AIA Level {level} authorization",
    "place": "Adjudicate within {program_name} eligibility criteria — comply with Canadian Human Rights Act (no discrimination on prohibited grounds) — preserve right of human review under Directive s.6.3 — jurisdictional boundary: Canada",
    "purpose": "Deliver timely, consistent, and fair public administration in the public interest — acting transparently, accountably, and in accordance with the rule of law — applicant retains right to reconsideration by a human decision-maker"
  }
}

FOI designation for this sector: Deputy Minister delegate or Director General

Escalation triggers: Protected ground flag (race, gender, disability, etc.), novel legal question, public interest concern, media risk flag, threshold confidence below {value}

Sector

Legal tech, AI-drafted contracts, regulatory filings, court documents

Relevant Law

Law Society rules, solicitor-client privilege, Rules of Professional Conduct, court rules

PPP Triplet Template

{
  "ppp_triplet": {
    "provenance": "Legal document generation — matter {matter_id} — instructing lawyer {name}, LSO #{license_no} — client {client_id} — AI system {model_id} — instructions provided {timestamp} — acting under retainer {retainer_ref}",
    "place": "Draft only — no filing, execution, or delivery without lawyer review and sign-off — comply with applicable court rules and Rules of Professional Conduct — jurisdictional boundary: {jurisdiction}",
    "purpose": "Advance the client's lawful legal interests as instructed — subject to overriding duty to the court and the rule of law — lawyer retains full professional responsibility for any document bearing their name or filed in their capacity"
  }
}

FOI designation for this sector: Managing Partner or General Counsel

Escalation triggers: Novel legal argument, conflict of interest flag, privilege concern, cross-border jurisdiction, court deadline risk

Template 5: Financial Services and Credit

Sector

Banks, credit unions, insurance underwriters, mortgage originators

Relevant Law

OSFI guidelines, Bank Act, FCAC regulations, anti-discrimination law

PPP Triplet Template

{
  "ppp_triplet": {
    "provenance": "Credit adjudication system — application {app_id} — applicant {anonymized_id} — product {product_name} — institution {institution_name} — adjudicator {name}, role {title} — operating under credit policy version {policy_ver} — OSFI guidelines compliant",
    "place": "Adjudicate within approved credit policy — comply with FCAC consumer protection obligations — no discrimination on prohibited grounds under Canadian Human Rights Act — outcome: approve / decline / refer — applicant retains right to human review",
    "purpose": "Extend credit responsibly in accordance with sound lending principles and regulatory obligations — acting in the long-term interests of both the institution and the customer — decision is explainable and the applicant may request reasons"
  }
}

FOI designation for this sector: Chief Risk Officer

Escalation triggers: Protected ground proximity, appeal flag, novel product, systemic bias alert, regulatory threshold

Template 6: Critical Infrastructure and Operations

Sector

Energy grids, water systems, transportation, industrial control systems

Relevant Law

Critical Infrastructure Protection, provincial safety acts, CSA standards

PPP Triplet Template

{
  "ppp_triplet": {
    "provenance": "Operational control system — facility {facility_id} — control action {action_type} — authorized operator {name}, certification {cert_id} — system {system_id} v{version} — baseline state verified at {timestamp} — operating under {safety_standard}",
    "place": "Execute within {operational_boundary} — maintain safety margins per {safety_standard} section {section} — no action that creates irreversible system state without human confirmation — jurisdictional authority: {regulator}",
    "purpose": "Maintain safe, reliable, and continuous operation of critical infrastructure in the public interest — human safety is the overriding priority — any action affecting public safety requires human confirmation before execution"
  }
}

FOI designation for this sector: Chief Operating Officer or licensed Control Room Supervisor

Escalation triggers: Safety margin breach, irreversible action, public impact threshold, novel failure mode, regulatory notification required


How to Extend These Templates

These templates are starting points. Every organization should:

  1. Customize: replace {placeholders} with your specific values
  2. Version: maintain a version history of your PPP definitions as policy changes
  3. Register: store the authoritative PPP definition document as an AgDR record itself
  4. Train: ensure every person in the human delta chain understands what PPP means for your organization
  5. Audit: periodically review whether captured PPP values match the definitions

The "meaning of the beholder" principle does not mean PPP is vague. It means PPP is yours to define precisely, and then to be held to.

Part of the AgDR v1.8 foundational standard
Canonical source: github.com/aiccountability-source/AgDR

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